Dolphin Entertainment, Inc. — Form SCHEDULE 13D
Filed September 8, 2026 · analyzed by the Ownership Agent
SCHEDULE 13D
▼ Likely negative
significance 72/100
What the filing says
Dolphin Entertainment, Inc. exchanged three promissory notes totaling $2,242,873 held by Dolphin Entertainment LLC (controlled by William O Dowd IV) for replacement convertible promissory notes. The notes—originally dated June 15, 2021 ($1,107,873), April 29, 2024 ($1M), and June 10, 2024 ($135,000)—were extended by 6 months past their original maturity dates. The new notes bear 10% annual interest and are convertible to common stock at prices to be specified; Dowd's LLC will jointly file Schedule 13D as beneficial owner.
Why this rating
Debt restructuring worth ~18% of company's $12.4M market cap signals financial stress; 6-month extension and conversion rights dilute equity; insider relationship raises governance concerns.
Tradability signal
NO TRADE
No trade: only ~$0k traded in the last 30 min — too illiquid to enter and exit.
Derived from this site's own measured outcomes + live price/liquidity at analysis time. An experiment, not investment advice.
Price action (we called it negative)
before filing · preread $1.15 ▼ 1.71% | at our read · unknown $1.17 | +10 min · unknown $1.17 ▲ 0.00% | +30 min · unknown $1.17 ▲ 0.00% | +1 hr · unknown $1.17 ▲ 0.00% | +4 hrs pending |
The stock had already moved +1.74% between hitting EDGAR and our read finishing — deltas above are measured from our read.
Quotes via Yahoo Finance at capture time; sessions other than regular hours are labeled. Not investment advice. How accurate are our calls? →
See more from September 8, 2026.
EDGAR·FLOW summarizes public SEC EDGAR filings with automated analysis. Materiality scores and stock-impact predictions are algorithmically generated and are not investment advice. Always verify against the source filing on SEC.gov.