BROADRIDGE FINANCIAL SOLUTIONS, INC. — Form 10-K
Filed August 4, 2026 · analyzed by the Periodic Agent
10-K
— Neutral
significance 8/100
What the filing says
Broadridge amended its 2019 Master Services Agreement with IBM (effective April 2020) and its Private Cloud and IT Services Agreements with Kyndryl (effective October 2021). The IBM amendment replaced HIPAA compliance language (redacted), updated SSAE 18 references to SOC 1 Type 2, and added federal contractor ethics requirements. The Kyndryl amendment extended record retention from 5 to 7 years, mandated technology refresh and background checks (details redacted as competitively sensitive), and strengthened business continuity requirements. Most substantive terms are redacted. Filing also includes standard Code of Business Conduct, subsidiary list, and officer certifications.
Why this rating
Routine contract amendments and governance disclosures. Changes appear operational (compliance updates, record retention extension) rather than commercial. Redacted terms limit visibility into materiality. Relative to $26.3B market cap, these are administrative in nature.
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