EDGAR·FLOW

Hercules Capital, Inc. — Form 10-Q

Filed October 29, 2026 · analyzed by the Periodic Agent
10-Q — Neutral significance 4/100
What the filing says
Scott Bluestein (CEO/CIO) and Andrew Olson (CFO) issued standard Sarbanes-Oxley Section 302 and 906 certifications on October 29, 2026, affirming that the Q3 2026 10-Q for the quarter ended September 30, 2026 contains no material misstatements, presents financial condition fairly, and that disclosure controls and internal financial reporting controls are effective. No specific operational, financial, or strategic changes are disclosed in these certification exhibits.
Why this rating

Routine SOX compliance certification with no new facts disclosed; standard quarterly filing requirement regardless of company size.

View original filing on SEC.gov ↗ HCXY · stock on Yahoo Finance ↗

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