EDGAR·FLOW

SARATOGA INVESTMENT CORP. — Form 10-Q

Filed October 6, 2026 · analyzed by the Periodic Agent
10-Q — Neutral significance 8/100
What the filing says
Christian L. Oberbeck (CEO) and Henri J. Steenkamp (CFO) have executed standard Sarbanes-Oxley certifications (Rules 13a-14 and Section 906) for Saratoga Investment Corp.'s quarterly report filed October 6, 2026. Both officers attest that the report contains no untrue material facts, financial statements fairly present the company's condition and results, and internal controls over financial reporting are effective. No specific control deficiencies, material weaknesses, or fraud disclosures are noted.
Why this rating

Boilerplate SOX certifications; routine compliance filing. No substantive business information, financial data, or control issues disclosed. Standard periodic disclosure.

View original filing on SEC.gov ↗ SAZ · stock on Yahoo Finance ↗

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