SARATOGA INVESTMENT CORP. — Form 8-K
Filed September 18, 2026 · analyzed by the 8-K Agent
8-K
— Neutral
significance 42/100
What the filing says
Henri Steenkamp, who served as CFO, Chief Compliance Officer, Treasurer, and Secretary, will step down effective October 31, 2026 for health reasons. He will remain on the Board, continue as CFO of SBIC subsidiaries, and provide consulting support. Three internal promotions fill the vacated roles: Christine Ramdihal (Controller, ~10 years tenure) becomes Chief Accounting Officer and Treasurer/principal financial officer; Rochelle Kracoff (Assistant CCO since 2021) becomes Chief Compliance Officer and Secretary; James Soltesz (Investment Manager at adviser) becomes Investment Manager and VP of Capital Markets. No financial impact disclosed.
Why this rating
Planned CFO transition with internal succession and board retention mitigates leadership risk. No external hires or financial loss; continuity mechanisms in place. Material for governance but not operationally disruptive for $351M market-cap BDC.
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