EDGAR·FLOW

SARATOGA INVESTMENT CORP. — Form 8-K

Filed August 26, 2026 · analyzed by the 8-K Agent
8-K — Neutral significance 52/100
What the filing says
Saratoga Investment Corp. issued $85 million in aggregate principal amount of 8.00% Notes due August 31, 2031 (expandable to $97.75M if underwriter overallotment exercised in full). Notes issued August 26, 2026 under Eighteenth Supplemental Indenture. Redeemable at par starting August 26, 2028. Interest payable quarterly. Counterparties: U.S. Bank Trust Company (trustee), Lucid Capital Markets LLC (underwriter rep). Notes represent ~24% of company's $350.6M market cap.
Why this rating

Moderate leverage increase (~24% of market cap); standard debt capital raise for investment company. Not transformational but material financing event for company of this size.

View original filing on SEC.gov ↗ SAZ · stock on Yahoo Finance ↗

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