HeartBeam, Inc. — Form 10-Q
Filed August 13, 2026 · analyzed by the Periodic Agent
10-Q
— Neutral
significance 8/100
What the filing says
HeartBeam, Inc. has adopted a formal Insider Trading Policy applicable to directors, officers, employees, and designated insiders. The policy prohibits trading while in possession of material nonpublic information, restricts short sales, derivative transactions, hedging, and margin accounts. Section 16 individuals and key employees face additional restrictions including trading windows (open after earnings announcements, closed during blackout periods) and require Compliance Officer pre-approval for trades. Violations may result in disgorgement, civil/criminal penalties, and termination of employment.
Why this rating
Standard governance disclosure; routine compliance document with no financial impact or business change. No specific violations, transactions, or material events disclosed.
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