CAPITAL ONE FINANCIAL CORP — Form 10-Q
Filed November 3, 2026 · analyzed by the Periodic Agent
10-Q
— Neutral
significance 2/100
What the filing says
Richard D. Fairbank (CEO) and Andrew M. Young (CFO) issued standard Sarbanes-Oxley Section 302 and 906 certifications on November 3, 2026 for Capital One's Q3 2026 10-Q (quarter ended September 30, 2026). Both officers certified that financial statements fairly present the company's financial condition and results of operations, and that disclosure controls and internal controls over financial reporting are effective. No material weaknesses, deficiencies, or fraud were disclosed.
Why this rating
Routine quarterly certification exhibits; standard SOX compliance filing with no disclosed control issues or business changes.
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