Most material SEC filings — September 11, 2026

On September 10, 2026, Fractyl Health received notice of failure to satisfy continued listing standards. The filing indicates Item 3.01 (Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard) was triggered, though specific listing rule violations and remediation timelines are not detailed in this 8-K header document.

Cyclerion Therapeutics completed its acquisition of Korsana Biosciences on September 8, 2026. Korsana shareholders received Cyclerion common stock and Series B Non-Voting Convertible Preferred Stock (4,222 shares, 1,000:1 conversion ratio to common). Contingent value rights were issued to Korsana shareholders entitling them to 100% of net proceeds from sales of legacy assets (including Tisento equity and Akebia license agreement) during a defined period. The merger also included pre-funded warrants exercisable at $0.0001 per share.

Brightline Interactive, Inc./NV filed Form 8-K on 2026-09-11 disclosing Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard. The filing indicates the company has received a delisting notice from its exchange. No specific counterparties, dollar amounts, remediation plan, or timeline details are provided in the available filing text.

ChampionsGate Acquisition Corp (SPAC, $78.3M assets) entered into a definitive business combination agreement with Futuremain Co., Ltd., a South Korean machinery diagnostics and AI company. The transaction values Futuremain at $80M enterprise value with Pubco shares priced at $10/share. Expected close in 2027 pending shareholder and regulatory approvals; resulting company to list on Nasdaq.

Post–August 31, 2026, Caring Brands completed a $7.15M gross PIPE financing ($6.99M net after ~$150K costs), raising cash from $1.53M to $8.53M. Simultaneously, Series A Convertible Redeemable Preferred Stock holders waived redemption rights, reclassifying $3.85M from mezzanine to permanent stockholders' equity. Pro forma stockholders' equity reached $8.22M, well above Nasdaq Capital Market's $2.5M minimum and curing a pre-transaction deficit of $2.63M.

P3 Health Partners Inc. (market cap ~$39.1M) issued a Securities Purchase Agreement on September 8, 2026, with VBC Growth SPV 7, LLC (managed by Chicago Pacific entities) committing up to $70,000,000 aggregate. The company is issuing Series D-1 19.5% Cumulative Preferred Stock (1.1M shares authorized at $100 stated value per share = $110M cap) plus warrants exercisable for 0.66333% of outstanding Class A and Class V common stock per $1M invested, 7-year term, at Nasdaq Minimum Price. Preferred carries liquidation preference of $100/share plus accrued dividends, senior to common but junior to debt. Holders receive board representation (1 seat), governance rights, information/operating review rights, and registration rights for warrant-exercise shares via shelf registration (must be effective within 90 days or face 1% monthly liquidated damages up to 5% cap). Standstill provisions restrict CPF from exceeding 49.99% ownership through December 31, 2027.

E U Holdings Pte. Ltd. (Singapore) borrowed $4,850,000 USD from MEGA SPIRIT HOLDINGS LIMITED (BVI) via secured promissory note dated September 7, 2026, maturing October 9, 2026, at 6.50% annual interest. Collateral: 99 ordinary shares (99% ownership) of EUG Investment Limited, which itself owns 3,947,910 ordinary shares of JBDI Holdings (Nasdaq: JBDI). Loan is secured by stock pledge agreement with full enforcement rights upon default. Maturity in ~1 month creates urgent repayment obligation.

Karyopharm entered a forbearance agreement dated September 10, 2026 with all lenders under three debt facilities: Term Loans (Highbridge, Braidwell, Context, others), 9% Convertible Notes due 2028 and 2029, and a Revenue Interest Financing Agreement (Healthcare Royalty Partners). The forbearance suspends enforcement of payment defaults through October 15, 2026, in exchange for $20M in Series A convertible preferred stock (20,000 shares at $1,000 liquidation preference, convertible at $1.62/share). Additional forbearance consideration includes 2% per annum additional interest on deferred note payments. All debt counterparties are consenting lenders.

RTR announced a rights offering backstop agreement dated Sept 11, 2026, with three investors: CHS US Investments LLC (70%, $10.5M), Gateway Runway LLC (15%, $2.25M), and S3 RR Aggregator LLC (15%, $2.25M). The agreement guarantees RTR receives $15M by requiring backstop purchasers to buy any unsubscribed shares at a subscription price of $3.55 per share (or higher, based on 15-day VWAP through record date). Closing occurs 2 business days after rights offering expiration.

South32 Limited (not Alcoa Corp) is seeking shareholder approval to sell its aluminium value chain assets—comprising 86% of Worsley Alumina (Australia), 100% of Hillside Aluminium (South Africa), 33% of MRN Bauxite Mine, 36% of Alumar Alumina Refinery, and 40% of Alumar Aluminium Smelter (Brazil)—to Alcoa Corporation for implied enterprise value up to US$5.6 billion, comprising US$3.1 billion cash, ~US$1 billion in Alcoa shares/CDIs, up to US$750 million contingent consideration, plus Alcoa assuming ~US$750 million in net debt and ~US$1.1 billion in rehabilitation liabilities. Transaction Meeting scheduled 15 October 2026; expected completion H1 2027.

Rent the Runway is conducting a rights offering to distribute up to 4,225,352 shares at $3.55/share (maximum $15M gross proceeds). On September 1, 2026, the company borrowed an additional $10M under its credit agreement (Third Amendment Incremental Term Loan). On September 3, 2026, RTR agreed to settle a securities litigation lawsuit for $9M total ($6M cash from company and insurers; $3M in stock or cash at company discretion), without admission of liability. Separately, on September 11, 2026, Paige Thomas was appointed CEO, Teri Bariquit became Chair, and Dhiren Fonseca stepped down as Executive Chairman. The Investor Group (CHS, Nexus, STORY3) has committed to backstop the rights offering at the subscription price. RTR had 33.8M shares outstanding as of July 31, 2026, cash of $29M, total debt of $191.8M, and a stockholders' deficit of ($65.5M).

Cuprina Holdings (Cayman) Limited, a Cayman Islands company with ~$6.6M in assets, is conducting an IPO via Form F-1/A Amendment No. 1. The offering comprises 4,322,489 Class A ordinary shares (par value $0.008 each), an over-allotment option for 648,373 additional shares to R.F. Lafferty Co., Inc. (underwriter representative), and warrants to purchase up to 198,835 Class A shares (4.0% of total shares and over-allotment). Legal opinions from Harney Westwood Riegels (Cayman law), Loeb Loeb LLP (New York law), and audit consents from J S Associate PLT and Kreit Chiu CPA LLP confirm validity and compliance.

Charles M. Gillman of IDWR Office disclosed a 5.1% stake in TransAct Technologies (filed 28 August) and is publicly calling for the company to sell both operating businesses — its slot-machine printer unit and BOHA! restaurant software — effectively demanding a full breakup and return of cash to shareholders. The activist campaign cites TransAct's $53M market cap as undervalued and targets independent sale of each division through separate investment banks.

Digital Brands Group (market cap $40.2M) disclosed a binding acquisition proposal from a billionaire shareholder offering $77.58 per share in cash to take the company private. The Board engaged Roth Capital Partners and established a 60-day go-shop period (ending October 5, 2026) to evaluate this and competing bids. Separately, DBG confirmed a binding $165M two-year U.S. Program contract with $3.3M guaranteed cash flow through end-2026, projecting 15–18% margins on 23.9M units for workforce re-entry apparel.

10% owner Conifer Management, L.L.C. (GPI) bought 84K shares (~$23.7M) on the open market (5.5% of holdings). Open-market insider purchase — historically a bullish signal.

Greenland Technologies received a second 180-day compliance period (until March 8, 2027) to cure its Nasdaq minimum bid price deficiency after failing the initial deadline of September 8, 2026. The stock price has remained below $1.00 per share; the company intends to evaluate options including a potential reverse stock split to regain compliance. If unsuccessful by March 8, 2027, delisting proceedings will commence.

On August 19, 2026, Lixiang Education agreed to issue 20 billion Class A Ordinary Shares (in ADS form) to 15 selling shareholders for US$10 million aggregate, and 5 billion Class B Ordinary Shares to CEO Biao Wei for US$2.5 million. After issuance, Wei will hold 97.01% of aggregate voting power despite owning only 18.58% of shares, due to Class B shares carrying 200 votes per share versus 1 vote per Class A share. The company has total assets of ~RMB264 million (~US$39M) and negative working capital of RMB84.5 million as of June 30, 2026.

Transcode Therapeutics terminated CFO/Secretary Thomas A. Fitzgerald effective September 9, 2026. Severance totals $1.25M ($416,667 immediate + $416,667 monthly over 12 months + $416,667 conditional on financing milestones). He receives 185,000 stock options (10-year term, vests monthly over 12 months, accelerated upon $5M/$10M funding or sale). All prior equity fully vests. COBRA coverage paid 12 months. Agreement includes mutual release of claims and non-disparagement clause.

On April 29, 2026, Vistance Networks agreed to sell Ruckus Wireless Networks to Belden Inc. for $1.846 billion in cash. The acquisition closed on July 1, 2026. Belden funded the purchase with $1.806 billion drawn from a new 7-year Term Loan Credit Facility (SOFR + 2.25%, 0.25% quarterly amortization, maturing July 1, 2033) and cash on hand. Ruckus generated $686.8M in 2025 revenue (31.3% growth YoY), $50.1M operating income, and $35.9M net income. Pro forma 2025 revenue post-acquisition: $3.402B (+25% vs. Belden historical $2.715B).

T3 Defense Inc. issued a $3,000,000 term note to Esousa Group Holdings LLC on September 8, 2026, bearing 1% monthly interest (12% annualized). The note matures on December 8, 2026, or upon completion of a Securities Purchase Agreement or alternative $3M+ financing. Default interest rises to 18% annually; note is prepayable without penalty. Lender Michael Wachs accepted on behalf of Esousa Group Holdings.

On August 12, 2026, Global Net Lease (GNL) completed its acquisition of Modiv Industrial (MDV) for $543.982 billion in total estimated preliminary purchase price. GNL issued 20.39 million shares at $8.99/share ($183.3M equity value) to Modiv stockholders at a 1.975 conversion ratio, and used $316.5M in revolving credit draws to repay Modiv's $23.7M mortgage, $250M term loan, and $42.3M preferred stock. Pro forma combined assets reach $4.63B as of June 30, 2026; combined 2025 revenue was $244.7M with net loss attributable to common stockholders of $(24M).

Gentherm shareholders voted to approve the combination with Modine's Performance Technologies business, with 99% voting for share issuance and 94% for charter amendment to increase authorized shares. All regulatory approvals obtained; transaction expected to close October 1, 2026. Final exchange ratio will be announced at closing and may adjust to preserve tax-free treatment and economic allocation.

Columbus Acquisition Corp, a blank-check company, convened and immediately adjourned its Extraordinary General Meeting scheduled for September 2026 without conducting business. The adjournment affects the proposed business combination with WISeSat.Space Corp and all associated proposals. As of September 8, 2026, the trust held approximately $10.66 per share; the company will announce a new meeting date and extended redemption deadline in coming days.

Dhiren Fonseca transitioned from Executive Chair to non-executive Board member effective July 1, 2026. Paige Thomas was appointed Chief Executive Officer and President effective September 14, 2026, with $650,000 base salary, 100% target bonus (75% minimum for FY2026), and 2.5% equity grant (50% RSUs/50% PSUs). Teri Bariquit became non-executive Chair at $150,000 annual retainer plus $120,000 pro-rated RSU grant. Fonseca received 134,648 accelerated RSUs and full COBRA coverage through transition; PSU awards and refinancing bonus were cancelled.

Hudson Pacific and joint venture partner extended a $1.1 billion CMBS loan on the Hollywood Media Portfolio (comprising three studio lots and five Class A office properties totaling 2.2M sq ft) from its prior maturity to November 9, 2027, with no principal paydown required, unchanged interest rate, and a new $20M leasing reserve funded at closing. The company also entered a SOFR derivative at 3.50% through maturity. Hudson Pacific owns 51% of the portfolio and operates day-to-day.

Apimeds amended its April 24, 2026 settlement agreement with MindWave Innovations (subsidiary), Erik Emerson, Lokahi Therapeutics, FreeT Inc., and Apimeds Korea. Key changes: Dr. Vin Menon becomes Co-Chief Executive Officer; during an interim period, the board shrinks to 4 directors (Elona Kogan, Carol O'Donnell, Dr. Bennett Weintraub, Sungjoon Chae), with three required to resign post-closing; post-interim, the board expands to 7 with MindWave nominating 4 independent directors, Menon nominating 2 (including himself), and Chae as 1; no director removal permitted without written consent of Menon and 'Inscobee Parties' until preferred stock conversion completes. Dollar amounts and deal terms from the underlying April agreement are not disclosed in this amendment.

On August 30, 2026, Aon plc agreed to acquire USI Advantage Corp. for $17.0 billion in cash ($12.5B merger consideration plus $4.5B to repay USI debt). USI, a ~$3B revenue insurance brokerage (Retail & Specialty segments), will become a wholly-owned Aon subsidiary. Aon is financing via $4.0B term loans (SOFR+100bps, 2–3yr maturity) and ~$13.5B senior notes (5.92% weighted avg coupon). Pro forma intangible assets of $7.5B recognized; goodwill of ~$11.1B. Transaction expected to close subject to regulatory approval; closing not conditioned on financing.

New Fortress Energy Inc. executed a 50-to-1 reverse stock split of Class A shares effective September 11, 2026, and issued 2,639,716 shares of Series A Mandatorily Convertible Preferred Stock with a $1,000 liquidation preference per share ($2.64 billion aggregate), converting mandatorily to common stock on September 11, 2029 at an initial conversion rate of 46.441271 shares per preferred share. Dividends accrue quarterly at 3% (Year 1), 5% (Year 2), and 7% (Year 3+) on the liquidation preference, compounding quarterly. The preferred stock ranks senior to common stock and is redeemable only with proceeds from cash flow operations, asset sales, junior securities sales, or new debt that does not increase total debt above $1.11 billion.

HWH International Inc. acquired 100% of Hearty Nova Limited from Smart Dynamics Technology Limited (its majority shareholder) for $1.00 on September 11, 2026. Through Hearty Nova, HWH gains a 51% stake in a Hong Kong joint venture (China Gas Africa Clean Energy Investment Holdings Ltd.) with China Gas Holdings, which owns a Nigerian LNG processing plant project estimated at $12M total investment. HWH commits to fund approximately $1.17M (51% of $2.3M registered capital) plus pro-rata capital calls over 12 months; bank financing covers the remainder.

Nautilus Biotechnology entered into an at-the-market (ATM) sales agreement with TD Securities (USA) LLC on September 11, 2026, permitting the company to sell up to $125,000,000 of common stock at market prices over time. TD Securities will act as agent/principal and receive compensation up to 3.0% of gross proceeds. This replaces an earlier ATM agreement dated February 24, 2024.

Artiva Biotherapeutics amended its 2024 Equity Incentive Plan (adopted July 11, 2024; amended July 15, 2026) to establish a total Share Reserve of 13,328,057 shares comprised of: 823,096 shares approved at 2026 Annual Meeting; 1,214,580 from 2025 Annual Meeting; 2,630,000 initial reserve; 115,436 from Prior Plan; two annual automatic 5% increases (1,214,580 in Jan 2025; 1,229,777 in Jan 2026); 5,097,095 approved at 2026 Annual Meeting; and up to 1,826,589 Returning Shares. The plan provides for further automatic 5% annual increases through January 1, 2034. No counterparties or dollar amounts specified; no specific grant dates or recipient counts disclosed.

Q/C Technologies filed an 8-K on 2026-09-11 reporting termination of a material definitive agreement (Item 1.02) and departure of director(s)/officer(s) with compensatory arrangement changes (Item 5.02). Specific counterparties, dollar amounts, dates, and nature of the terminated agreement are not disclosed in the filing index provided; full document text would be required to identify concrete details.

On September 4, 2026, Bonk, Inc. agreed to purchase and retire 26,667 of 100,000 Series A Preferred Shares from Core4 Capital for $4.0 million. Core4's holding reduces from 100,000 to 73,333 shares (26.67% reduction). As material consideration, Core4 irrevocably waived all anti-dilution protections, liquidation preferences, voting rights, and conversion rights on redeemed shares, plus released all past and present claims against the company.

On August 6, 2026, QVC Group, Inc. emerged from Chapter 11 bankruptcy. The company issued 49,999,897 shares of common stock to creditors and adopted fresh-start accounting. This S-1 registers 37,625,663 shares (75.2% of outstanding) held by four major creditor investors (Strategic Value Partners 26.2%, GoldenTree 22.0%, Silver Point 12.6%, Oaktree 14.4%) for potential resale under a registration rights agreement. Post-emergence capitalization includes $1.325B in Takeback Debt ($1.24B notes at 10% plus $84.6M term loans at 10% SOFR+609bps) and $600M undrawn Exit ABL facility.

On September 10, 2026, Glucotrack issued a senior secured convertible promissory note with 22% original issue discount (OID), 8% annual interest, 9-month maturity, convertible into common stock. Note principal amount is blank (unfunded). Concurrent warrant issuance at $7.50 exercise price. CEO Erik Emerson signed. Holder entitled to repayment from 100% of proceeds from asset sales, debt, equity issuances, and deposits, with 3-day payment deadline or event of default. Most-favored-nation provision auto-adjusts terms if company issues better terms.

Aperture AC (NASDAQ: APUR), a SPAC, has signed a definitive business combination agreement to acquire Atlantic HPC Group Inc., a bitcoin mining and AI infrastructure developer, for $150 million in pre-money equity value ($10/share = 15 million shares). Atlantic stockholders receive 100% equity rollover; up to 6 million earnout shares contingent on operational milestones (5 MW Phase I lease signing, 3M shares) and stock price targets ($12.50/share: 1.5M shares; $15.00/share: 1.5M shares). Transaction expected to close Q1 2027 with ~$102M net cash from Aperture trust account (assuming 0% shareholder redemptions). Atlantic reported FY2026A (ended 6/30/2026, unaudited): $28.6M revenue, $4.4M Adjusted EBITDA, 303 bitcoin mined, 1.9 EH/s hash rate across 51 MW operational capacity. Development pipeline: 47 MW under development + 23 MW held for future development = 121 MW total.

Executive Chair So Eric H. L. (CYBN) bought 100K shares (~$1.2M) on the open market (2.2% of holdings). Open-market insider purchase — historically a bullish signal.

Cardlytics agreed on September 4, 2026 to pay Amit Jain $6,441,649.40 in settlement of his indemnification claims. The payment includes $5.25M for Jain's portion of a DailyGobble lawsuit settlement plus $51,664 borrowing costs and $1.14M in Michelman legal fees. Cardlytics assumes control of Jain's Scottsdale Insurance coverage dispute and agrees to continue advancing his reasonable attorneys' fees for ongoing matters.

Chief Growth Officer Glavine Paul (CYBN) bought 100K shares (~$1.2M) on the open market (2.3% of holdings). Open-market insider purchase — historically a bullish signal.

Chief Growth Officer Glavine Paul (CYBN) bought 100K shares (~$1.2M) on the open market (2.3% of holdings). Open-market insider purchase — historically a bullish signal.

Coffee Holding reported Q3 FY2026 net sales of $21.7M (down 9.3% from $23.9M YoY) but swung to net income of $1.99M ($0.35/share) versus a net loss of $1.21M ($−0.21/share) in Q3 FY2025. Gross profit surged to $5.4M (25% margin) from $2.3M (9.4% margin), driven by favorable inventory positioning from earlier lower coffee prices, tariff refunds (~$0.06/share), and net gains on hedging; the company retained 100% of roasted-coffee customers. Nine-month YTD results show net income of $3.9M ($0.68/share) versus $0.59M ($0.10/share).

Director Sarowitz Steven I (ANGX) bought 489K shares (~$2.5M) on the open market (28% of holdings). Open-market insider purchase — historically a bullish signal.

10% owner Candou Holdings Ltd. (USLM) bought 20K shares (~$2.2M) on the open market (0.1% of holdings). Open-market insider purchase — historically a bullish signal.

10% owner NIPPON LIFE INSURANCE CO (CRBG) bought 136K shares (~$4.6M) on the open market (0.1% of holdings). Open-market insider purchase — historically a bullish signal.

Director Rogers George Ted III (GREE) bought 3.0M shares (~$5.0M) on the open market (50% of holdings). Open-market insider purchase — historically a bullish signal.

TORO 18 Holdings LLC sold 242,815 shares of Universal Electronics Inc common stock between 08/17/2026 and 09/11/2026 at weighted average prices ranging from $4.53 to $5.25 per share, totaling approximately $1.13M. The sales represent a substantial reduction in the reporting person's stake and signal insider confidence erosion or liquidity needs.

Chief Executive Officer Larsson Stefan (PVH) bought 14K shares (~$1.0M) on the open market (3.9% of holdings). Open-market insider purchase — historically a bullish signal.

CEA Industries (market cap ~$323.5M) reported Q1 FY2027 net loss of $11.4M ($0.22 per diluted share) driven by $15.0M unrealized loss on its 515,544 BNB tokens (fair value $302.3M, 93% of total assets). Company repurchased 1,434,112 shares at $2.63/share for $3.8M; resolved shareholder activism with YZILabs via cooperation agreement (June 23, 2026) adding three board directors; regained Nasdaq compliance (August 5, 2026); CEO David Namdar departed July 22, 2026 with CFO William B. Miller serving as Interim Principal Executive Officer. Pending CEO and seventh director searches remain ongoing.