Most material SEC filings — July 10, 2026

On July 9, 2026, Cue Biopharma announced a $50.0 million private placement: 1,418,071 shares at $33.21/share plus pre-funded warrants to purchase 87,500 shares at $33.209/warrant (exercise price $0.001). Led by Cormorant Asset Management with Columbia Threadneedle Investments participating. Expected close ~July 13, 2026. Proceeds designated for clinical development and general corporate purposes.

InMed Pharmaceuticals and Mentari Therapeutics amended their May 19, 2026 merger agreement on July 6, 2026. The amendment sets Mentari's Company Equity Value at $125,000,000, clarifies transaction sequencing and tax treatment (intended Section 368 reorganization), and defines how pre-closing financing proceeds affect the exchange ratio. InMed filed Form S-4 on July 2, 2026; closing expected Q4 2026, subject to shareholder approval and SEC effectiveness.

On July 7, 2026, GeoVax Labs Inc. received a notice from its listing exchange regarding failure to satisfy continued listing rules or standards, with potential transfer of listing. No specific financial terms, counterparties, or remediation details are provided in this filing; Item 3.01 is cited but substantive disclosure is not included in the document excerpt.

Lakeside Holding Ltd (market cap ~$20.3M) filed an 8-K on 2026-07-10 disclosing Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. The filing itself contains no specific dollar amounts, counterparties, dates of non-compliance, or details of which listing standard was violated. Only the notice category is disclosed; substantive facts are absent from this filing excerpt.

Mercer International filed an 8-K on July 10, 2026 reporting Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. No specific dollar amounts, counterparties, dates of delisting, or remediation details are provided in the filing header or document index shown. The filing indicates a material listing compliance issue but concrete terms are not disclosed in the accessible text.

National Storage Affiliates Trust announced expected closing of its acquisition by Public Storage on July 22, 2026, following shareholder approval on July 14, 2026. NSA shareholders will receive 0.14 Public Storage shares per NSA share; a pro-rata cash dividend of $0.0336/share was declared for the period July 1–21, 2026, payable immediately before closing. OP unitholders have already approved; shareholder vote is the final equity approval condition.

iPower Inc. (market cap ~$9.8M) filed a Form S-1 on July 10, 2026, to register 27,135,484 shares of common stock ($0.001 par) issuable upon conversion of $22.4M aggregate principal in Series A senior secured convertible notes. Of this, $4.4M was previously issued to the Selling Stockholder (dated December 22, 2025), and $18M may be issued in future tranches under a Securities Purchase Agreement amended July 7, 2026. The conversion represents potential share dilution of approximately 276% of the current implied outstanding shares (assuming ~9.8M share equivalent at current market value).

ENvue Medical, Inc. (market cap ~$7.3M) filed an 8-K on July 10, 2026 disclosing a notice of delisting or failure to satisfy continued listing rules/standards. The filing references Item 3.01 (delisting notice) but provides no specific details on the nature of the non-compliance, remediation timeline, or potential transfer to another listing venue. Given the company's tiny market cap and the existential threat posed by delisting, this is a material corporate development.

La Rosa Holdings Corp. (market cap ~$7.6M) authorized and adopted terms for Series E Convertible Preferred Stock on July 8, 2026. The certificate of designation permits issuance of up to 10,000 shares with $1,000 stated value each, convertible into common stock at $1.58 per share (subject to anti-dilution adjustments). Key features include mandatory redemption at 125% of conversion amount on bankruptcy, holder veto rights over senior/parity preferred issuance, and strict anti-circumvention covenants. The Securities Purchase Agreement (dated July 10, 2026) shows actual closing mechanics but redacts buyer identities and specific purchase amounts.

VYNE's Board declared a special cash dividend of $16.5M (~$0.38/share) to be paid July 23, 2026 to shareholders and warrant holders of record as of July 22, 2026, conditioned on closing of the previously announced merger with Yarrow Bioscience (a clinical-stage biotech developing thyroid disease therapies). The dividend represents VYNE's estimated excess net cash above $0 per the merger agreement; stockholder vote on the merger is scheduled July 16, 2026, with merger closing expected July 24, 2026.

Lottery.com Inc. (SEGG) agreed to acquire Galaxy Racer Holdings Limited's assets—including the GXR app platform, ~1.1M monthly active users, and tech stack—for $10M: $5.1M in restricted SEGG stock at $3/share (piggyback registration rights; true-up clause) + 49% stake in newly formed NewCo valued at $4.9M. Seller gets call option on remaining NewCo equity through Dec 31, 2027; earnout requires NewCo to hit $30M valuation by June 2027 or seller diluted via reverse earnout. Specter backend handles gaming/wallet; social module being built separately.

Traws Pharma completed an at-the-market (ATM) offering of common stock with aggregate public offering price of $5,575,709 pursuant to an S-3 registration statement declared effective July 9, 2026. The offering was conducted through Citizens JMP Securities, LLC as sales agent under an ATM agreement dated March 10, 2025. The filing is a legal opinion letter from counsel (Snell Wilmer) confirming the shares have been duly authorized and validly issued.

10% owner MetLife Investment Management, LLC (FINS) bought 40.0M shares (~$1600000.0B) on the open market. Open-market insider purchase — historically a bullish signal.

On June 29, 2026, Decoy Therapeutics (pre-clinical biotech, market cap ~$1.9M) closed a $3.5M private placement with one institutional investor (Armistice Capital Master Fund Ltd.), issuing 592,217 pre-funded warrants at $0.0001/share exercise price, 2,961,085 milestone-based warrants at $5.91/share (Series A/B/C tied to clinical milestones), and 213,198 placement agent warrants at $7.3875/share to Curvature Securities. This S-1 registers 3,766,500 resale shares (all warrant-underlying shares). Company has 531,968 common shares outstanding as of June 9, 2026, and substantial doubt regarding going concern—cash sufficient only to late 2026.

On June 12, 2026, Universal Safety Products (market cap ~$8.4M) entered a Securities Purchase Agreement with SJC Lending LLC to issue up to $10.6M principal convertible notes for $10M cash in 11 tranches. First tranche ($1.06M principal for $1M cash) closed June 12; second tranche ($530k principal for $500k cash) due upon S-1 filing; remaining 9 tranches monthly. Notes accrue 8% interest (20% on default), mature 1 year, convert at $1.00 floor price or 80% VWAP (max $10/share), creating potential dilution of 10.6M shares (3.5x current shares outstanding of 3.03M). SJC may convert at any time, and company must obtain stockholder + NYSE American approval for issuance beyond 19.99% ownership threshold.

Sunshine Biopharma and subsidiary Nora Pharma settled all disputes with Malek Chamoun (former President and CEO of Nora, who sold his shares to Sunshine in October 2022 and was terminated April 10, 2025) via a mutual release agreement executed July 8, 2026. Settlement totals $1.5M CAD, allocated as: $479,208 earn-out under original share purchase agreement (paid by Sunshine); $752,782 and $219,561 bonuses for 2024 and Jan–Apr 2025 (paid by Nora); $25,634 severance in lieu of notice; and $22,815 expense reimbursement. Chamoun must sell all Sunshine shares within 30 days; payment due within 10 days of sale evidence. Both parties release all claims; Chamoun's non-compete obligations are terminated, but confidentiality obligations remain.

Healthcare Triangle (market cap ~$40.7M) registered 28M shares for resale by Hudson Global Ventures, LLC under an Equity Line of Credit (ELOC) Purchase Agreement dated June 12, 2026. The ELOC permits the company to direct Hudson to purchase up to $50M of common stock over 36 months at 94% of market prices, with Hudson receiving a warrant to purchase 50k shares at $0.00001/share. Company received $3.6M gross proceeds from concurrent convertible notes and completed a $50M acquisition of Spanish companies Teyame and Datono (closed Jan 29, 2026; cash + equity consideration including preferred stock convertible into 7.7M shares, subject to shareholder approval).

10% owner Endeavor Blockchain, LLC (BGDE) bought 17K shares (~$16.7M) on the open market (50% of holdings). Open-market insider purchase — historically a bullish signal.

Corvex, Inc. (formerly Movano) filed an S-1 on July 10, 2026 to register 53.4M common shares for resale by selling stockholders, consisting of 24.5M shares already converted from Series A/B/C/D preferred stock and 28.9M shares convertible from outstanding Series D preferred stock (28,929.5944 shares at 1,000:1 ratio). The resale registration follows the company's March 19, 2026 acquisition of Corvex OpCo via merger, resulting in issuance of preferred stock to legacy Corvex shareholders. No proceeds go to the company; the company bears registration costs. As of July 8, 2026, the company had 27.6M common shares outstanding; if all 53.4M shares registered are sold, total outstanding would reach 56.6M shares (94% dilution from current base).

TowerView LLC, holding 7.3% of StealthGas shares, sent a formal letter to the Board on July 8, 2026, requesting an orderly wind-down through fleet sale or liquidation with proceeds distributed to shareholders. TowerView proposes a management incentive structure: management receives 20% of proceeds distributed above $10/share. TowerView estimates a well-executed wind-down could yield $20+ per share, citing 17 years without dividends and a completed market cycle as justification.

Ategrity Specialty Insurance pre-announced Q2 2026 results exceeding guidance: gross written premiums of $205M+ (22% YoY growth), combined ratio below 87%, and diluted EPS of $0.60+ vs. consensus $0.47. The company appointed Neil Adler as Chief Financial Officer effective July 9, 2026, replacing Neelam Patel whose employment agreement expired by scheduled non-renewal.

Envirotech Vehicles, Inc. (NASDAQ: EVTV) completed a corporate name change to Azio AI Holdings, Inc., effective July 10, 2026, with ticker symbol changing to 'AZIO' on July 13, 2026. Concurrently, the company announced a $27.9 million AI infrastructure hosting agreement with Power Champion Investment Limited covering an initial 3.1 MW GPU deployment, with expansion rights scalable to 12 MW representing potential total contract value of ~$100 million. Power Champion has placed an initial deposit; the agreement includes hosting, power delivery, fiber connectivity, and technical support.

L.I.A. Pure Capital Ltd. (Kfir Silberman) and Invest Pro Shukai Hon Ltd. (Ron Yair Peled) jointly acquired 1,470,000 and 500,000 ADSs respectively at $0.49/share on July 10, 2026, reaching 16.7% combined voting rights (12.6% + 4.1%). They formally demanded removal of 5 of 6 board members and replacement with 4 nominees, citing 86% Q1 2026 revenue decline (~$0.3M) and ~$5.9M net loss. They support retaining CEO Ofer Haviv and demand no material transactions or dilutive offerings until special meeting (by Sept 4, 2026).

Olenox Industries Inc. (OLOX, ~$7.8M market cap) acquired 100% of Psylinks Neurotech Corp., an Alberta neurotechnology company, for $500,000 paid via issuance of 104,166 restricted shares at $4.80/share to two founders: Dr. Ford Burles and Dr. Michael McLaren-Gradinaru. Both founders become VP of Product Development and VP of Technology respectively, and are subject to 2-year non-compete and non-solicitation covenants. The deal closed July 3, 2026.

Skillsoft completed the sale of Global Knowledge Training LLC to Enduring Ventures on July 6, 2026 for $5.4M upfront (seller-financed promissory note) plus $10.0M deferred consideration ($2.0M less for employee liabilities) payable in five quarterly installments starting nine months post-closing, with contingent consideration for future GK sales. The sale removes a non-core business (~$108.9M revenue in FY2026) and lets Skillsoft focus on its AI-native skills management platform, while maintaining a strategic partnership for customer access to instructor-led training.

Worthington Steel (NYSE: WS) completed acquisition of 62% of Kloeckner Co SE on June 3, 2026 (post-fiscal-year-end), following a €11.00/share cash offer launched January 2026. Q4 FY2026 results showed $112.2M pre-tax impairments in Electrical Steel unit (goodwill: $53.8M; long-lived assets: $58.4M) due to weakened demand in industrial motors and automotive, driving Q4 operating loss of $74.5M vs. prior-year operating income of $66.4M. Net sales rose 12% to $929.2M in Q4; full-year sales $3,443.8M (+11% YoY). Adjusted EBIT declined to $54.3M (Q4) and $161.1M (full-year) vs. $70.1M and $149.1M prior-year periods. Company held $84.6M cash and $256.8M total debt as of May 31, 2026 (net debt $172.2M). Declared $0.16/share quarterly dividend.

SOBR Safe filed an 8-K on July 10, 2026 disclosing costs associated with exit or disposal activities (Item 2.05). The filing does not specify which business segment is being exited, the dollar amount of exit costs, or the timeline. Financial statements and exhibits referenced in Item 9.01 would contain detailed figures, but the core numbers are not disclosed in this summary document.

On July 10, 2026, Peraso Inc. entered into a letter agreement with Roth Principal Investments, LLC governing a committed equity facility under a Common Stock Purchase Agreement dated June 30, 2026. The agreement establishes pricing mechanics for pre-market and post-market stock purchases at 95% of VWAP (volume-weighted average price), with optional limit order election provisions. The filing does not disclose the total commitment amount, maximum share issuance, or specific drawdown terms.

SRX Global announced a one-time cash dividend of $0.05/share (~$1M aggregate) payable Aug 3, 2026 to shareholders of record July 22, funded from SpaceX investment profits. Board also authorized repurchase of up to 10M shares (50% outstanding) or $20M through July 2027. Company reports preliminary NAV of $3.07/share (~$60M total), ~$55M in cash/short-term investments, zero debt, and 19.5M shares outstanding post 1-for-60 reverse split completed July 6, 2026.

Solesence LLC (Sol sence) settled a dispute with Refy Beauty Ltd dated 6 July 2026 arising from a Contract Manufacturing Agreement dated 3 June 2024. Solesence will pay Refy £700,000 total: £350,000 in six monthly instalments of £58,333.33 (Aug 2026–Jan 2027), plus £350,000 either as credit toward new SPF product contracts during a 6-month exclusivity period, or as additional monthly payments (Feb–Jul 2027) if no new contract is signed. The settlement includes mutual release from all prior claims, a 6-month exclusivity period for SPF product negotiations in good faith, and confidentiality provisions. Payment default triggers acceleration of remaining instalments plus 6% annual interest above Bank of England base rate.

HeartSciences amended Danielle Watson's employment agreement (effective July 7, 2026, contingent on merger closing) to add severance benefits: 6 months' base salary plus COBRA continuation and 100% acceleration of prior equity upon termination without Cause or for Good Reason. Additionally, Watson received a grant of 25,000 RSUs vesting quarterly over 12 months post-closing, with full acceleration if terminated without Cause or for Good Reason (but forfeiture if terminated for Cause). The merger involves Fortitude Mining Holdings, Inc. as the acquirer. No dollar amounts for Watson's base salary are disclosed.

Plum Acquisition Corp. IV (SPAC, ~$177M market cap) amended its business combination agreement with Controlled Thermal Resources Holdings Inc., dated July 6, 2026. Key changes: (1) Earnout structure replaced—now up to 70M shares over 10 years tied to eight stock price milestones ($12.50–$30.00 VWAP), with automatic acceleration if change-of-control occurs; (2) Pre-capital raise valuation increased to $3.15B; (3) up to 3M non-redemption shares added for shareholders agreeing not to redeem; (4) outside closing date extended to April 30, 2027; (5) antitrust filing deadline set to September 30, 2026, with 50/50 cost split. Original deal signed March 8, 2026; first amendment May 15, 2026.

On July 7, 2026, Vivakor agreed to reinstate suspended dividends on Series A Preferred Stock (6% annual, payable in common shares) for the April 30–October 31, 2026 suspension period and issue those accumulated dividend shares to Holders (entities controlled by CEO James Ballengee and family/associates). In exchange, Ballengee Holdings, LLC (controlled by Ballengee) forgave $500,000 of the $1,392,153 owed under a May 23, 2024 Promissory Note. The dividend shares' exact count is not specified; the company states amounts will be 'trued up' in future periods if needed.

On June 30, 2026, Six Thirty AI, LLC and affiliates (borrowers) entered into a $16.7M term loan from YA II PN, LTD (Yorkville). Proceeds fund investment in Big Digital Energy (BGDE) Series D Preferred Stock ($1,000/share liquidation value; 16,700 shares). Loan matures June 30, 2027, with 10% original issue discount ($1.67M); 0% stated interest; lenders receive BGDE warrants as commitment fee. Borrowers can exchange obligations for BGDE preferred shares at face value. Extensive defaults tied to BGDE stock price and equity maintenance. Counterparties: Yorkville Advisors Global LP (lender/agent); three other entities (Endeavour Blockchain, PM Squared, Six Thirty AI) pledge membership interests.

Goldenwise Capital Group, holding ~6.6% of Phunware's outstanding shares since December 2025, issued an open letter (July 9, 2026) opposing Chairman Elliot Han's re-election and demanding board composition changes. The letter cites: stock price decline from ~$10 (Jan 2024) to ~$1.90 (June 2026); market cap collapse from $120M raised to $40M current valuation; annual operating losses of ~$15M against ~$3M revenue; Han's cumulative compensation exceeding $630K since January 2024; and multiple CEO/strategy changes. Goldenwise proposes adding three new independent directors (Shawn Kravetz, Richard Ding, Mona Zhang, Steve Han) and threatens a proxy contest at the 2026 AGM if governance reform is not implemented.

NOMAD Power Solutions announced third-generation Voyager mobile energy storage units with capacity increases: Eagle and Falcon from 1.3 MWh to 2.025 MWh (+56%), Hawk from 664 kWh to 1.0 MWh (+51%), using Octillion Power Systems' prismatic LFP architecture. No changes to footprint, power rating, or deployment time; upgrades standard on all new units going forward.

Z Squared Inc. (Buyer) amended its Letter of Intent with sellers MN Data Centers JV LLC and Claw Holdings LLC to acquire 100% of Skycore Digital LLC. The Drop Dead Date was extended from June 30, 2026 to January 15, 2027; the buyer's break-up fee obligation was eliminated; and the exclusivity period was terminated, allowing sellers to solicit competing offers. Critically, the LOI was converted from binding to non-binding except for confidentiality, governing law, and dispute resolution provisions.

President and CEO Beck Scott Arthur (GLOO) bought 1.1M shares (~$3.5M) on the open market (41% of holdings). Open-market insider purchase — historically a bullish signal.

Director Green Derek Todd (GLOO) bought 615K shares (~$2.0M) on the open market (42% of holdings). Open-market insider purchase — historically a bullish signal.

10% owner Globalharvest Holdings Venture Ltd (AVO) bought 593K shares (~$7.9M) on the open market (4.4% of holdings). Open-market insider purchase — historically a bullish signal.

Director Griffith William J.G. (NTSK) bought 627K shares (~$7.2M) on the open market (97% of holdings). Open-market insider purchase — historically a bullish signal.

10% owner ICONIQ Strategic Partners VIII Holdings, L.P. (NTSK) bought 610K shares (~$7.2M) on the open market (50% of holdings). Open-market insider purchase — historically a bullish signal.

LM Funding America, Inc. (market cap ~$14.7M) executed a 1-for-25 reverse stock split effective July 13, 2026, approved by shareholders on June 16, 2026, and authorized by the Board on June 24, 2026. The split was implemented to maintain Nasdaq compliance with minimum bid price requirements and attract broader investor participation. No change to authorized shares or total capitalization; fractional shares rounded up to whole shares.

William (Obi) Greenman, long-serving CEO, transitioned to Executive Chairman effective July 1, 2026, with amended employment terms: base salary reduced to $500,000 (from prior CEO rate, unspecified), 80% target bonus (ineligible for bonus after Jan 1, 2027), ~60% time commitment, and employment ending May 31, 2027 unless extended. Company will cover COBRA premiums through his Executive Chairman tenure. This signals planned leadership succession and material executive change.

On July 8, 2026, Cycurion's board rejected a proposed 7-for-1 reverse stock split, citing concern that it would harm shareholders based on prior experience. Management alleges coordinated market manipulation: in October 2025, 89.9M shares (>100% of 86.5M float) traded in one day; on March 16, 2026, stock fell 45% intraday triggering short-sale circuit breaker, followed by concentrated short-exempt selling on restricted days. The company claims evidence of spoofing and manipulation, is working with NASDAQ, and intends to pursue legal remedies. Operationally, Cycurion acquired Digital Ally ($5.1M revenue) and Secuvant ($2.5M revenue), grew organic revenue to $15.5M, and secured a 10-year $58M contract with ~$8M contracted backlog.

Amendment No. 3 to warrant issued to Streeterville Capital, LLC (dated July 10, 2026) reduces exercise price from $16.00 to $1.50 per warrant share for a 30-day period (through ~August 9, 2026), with company retaining right to terminate early with 2 trading days' notice. This is the third amendment to the original warrant issued under March 17, 2026 Securities Purchase Agreement. Company must file 424B sticker update to S-1 registration within 2 days.