Most material SEC filings — July 1, 2026

NN Inc entered into a Securities Purchase Agreement on June 30, 2026, to sell 24,509,804 shares of common stock at $3.06 per share to institutional investors for aggregate gross proceeds of $75.0 million. Closing expected July 2, 2026. Craig-Hallum Capital Group LLC is placement agent (6.0% fee). Company must file registration statement within 45 days and use efforts to achieve effectiveness within 45–90 days; failure triggers liquidated damages of 1.0% monthly (capped 6.0% aggregate).

Sangamo Therapeutics, Inc. filed a voluntary Chapter 11 bankruptcy petition (Case No. 26-10989) on June 24, 2026. The company's stock was delisted from Nasdaq on April 28, 2026 due to failure to meet minimum bid price requirements, began trading on OTCQB on May 5, 2026, and moved to OTCID Basic Market under symbol 'SGMOQ' on June 24, 2026. On June 25, 2026, Ernst & Young was terminated as the independent auditor; no material disagreements or reportable events were noted in prior audits.

Funds managed by Blue Owl Capital Inc. completed the acquisition of Sila Realty Trust, Inc. on July 1, 2026. Each Sila shareholder received $30.38 per share in cash (19% premium to April 17, 2026 closing price). Stockholder approval was 98%+ at June 26, 2026 special meeting. Sila's 137 properties and net lease healthcare portfolio are now part of Blue Owl's Real Assets platform. Stock delisted from NYSE and all six directors and two officers departed per merger agreement.

On July 1, 2026, Stratus Properties' board declared an initial liquidating distribution of $5.00 per share (payable July 20, 2026 to holders of record July 13, 2026) and approved voluntary delisting from NASDAQ (effective ~August 10, 2026) and SEC deregistration (Form 15 filing after delisting). The company is executing a complete liquidation plan previously approved by stockholders on June 1, 2026. Share count and total dollar amount of initial distribution not disclosed in filing; subsequent distributions and timing are contingent on asset sales proceeds, liabilities, and contingencies.

On June 25, 2026, MJG Polo LLC (via Lucid Capital Markets) acquired 8,300,000 shares (83.43% ownership) of Stark Focus Group, Inc. from Compass North Holdings Limited for $355,000. Concurrent with closing, founder/sole officer Cao Zhi Fen resigned; David I. Rosenberg (Lucid co-founder, 52) became Chairman, and John Lipman (Lucid Head of Capital Markets, 49) became CEO/CFO.

On June 30, 2026, BranchOut Food Inc. borrowed an additional $1,000,000 from Kaufman Kapital LLC, bringing total principal under a third amended senior secured promissory note to $4,000,000 (issued in tranches: $1.5M on Jan 28, $750K on Apr 17, $750K on May 15, and $1M on Jun 30, 2026). The note matures January 28, 2027, bears 8% annual interest paid at maturity, and is secured by substantially all company assets. Affirmative and negative covenants restrict asset sales, additional debt, dividends, and affiliate transactions without lender consent. Same lender also holds a separate $3.4M convertible note.

Forum Markets (FRMM) and Zippy Inc. amended their Series B-3 stock purchase agreement on June 30, 2026. The amendment replaces a single make-whole payment due June 30, 2026 with three staggered payments (July 31, Sept 30, Dec 31, 2026). Zippy may sell up to 285,714 shares per period with guaranteed minimum prices of $10.50/share; any proceeds shortfall is covered by Forum in cash. Maximum aggregate exposure = ~$3M (857K shares × $10.50), or ~111% of Forum's $2.7M market cap.

On June 22, 2026, Singularity Future Technology Ltd. agreed to an Amended Settlement Agreement to resolve the securities class action Crivellaro v. Singularity (Eastern District of New York). The company will pay $5.8M total: $2.0M previously in escrow, $1.5M within 15 days, and $2.3M within 60 days. Settlement is subject to court approval. The company does not admit wrongdoing. Separately, shareholders approved a new 2026 Incentive Plan, reverse stock split authority (1-for-5, 1-for-10, or 1-for-14 at board discretion), and increase of authorized shares from 50M to 50B.

On June 25, 2026, SeaStar Medical's Compensation Committee approved retention bonuses for CEO Eric Schlorff ($200,000) and Kevin Chung ($140,000), payable in three equal installments through March 1, 2027, conditional on continued employment. Each executive may also receive RSU grants equal to 25% of bonus payments, vesting in three tranches. Total cash commitment is $340,000; RSU value contingent on future share prices.

On July 1, 2026, Cumberland Pharmaceuticals closed the sale of its six FDA-approved branded drugs (Acetadote, Caldolor, Kristalose, Sancuso, Vaprisol, Vibativ) and related assets to Nuvo Pharmaceuticals (Ireland) DAC, a subsidiary of Apotex Inc., for $100 million cash. The transaction, approved by shareholders with 99%+ support, extinguished Cumberland's $5.3 million revolving credit facility with Pinnacle Bank. Cumberland retained its ifetroban rare-disease pipeline and majority stake in Cumberland Emerging Technologies Inc., shifting from commercial products to development-stage operations.

On July 1, 2026, QXO, Inc. completed its acquisition of TopBuild Corp. pursuant to a merger agreement dated April 18, 2026. TopBuild stockholders who held ~91% of shares elected cash consideration of $505.00 per share, with remaining shares converted to ~$249.67 cash plus 10.212 QXO shares per TopBuild share via proration. TopBuild ceased existence as independent public company; TopBuild shares (ticker BLD) delisted from NYSE; TopBuild became QXO Insulation, LLC, a wholly owned subsidiary of QXO.

On June 30, 2026, ClearOne Inc. entered into a loan agreement with First Finance Ltd. for up to $1,000,000 in tranches ($500k initial, $250k each additional), at 11% annual interest, maturing in 6 months (December 30, 2026) or earlier by mutual agreement. The loan is unsecured with standard default provisions and no prepayment penalty. Proceeds are for general working capital.

10% owner TPG GP A, LLC (N/A) bought 4.0M shares (~$100.0M) on the open market (16% of holdings). Open-market insider purchase — historically a bullish signal.

AmeriGuard Security Services (market cap ~$377K) lost three major federal VA contracts in July 2025 after board turmoil, causing Q1 2026 revenue to collapse from $7.17M to $3.43M (−52.2%). Company reported net loss of $842.9K vs. $1.47M loss prior year. Debt burden stands at $6.58M; cash fell to $215.9K. Material weaknesses in internal controls noted; no audit committee.

On July 1, 2026, Vistance Networks, Inc. completed the sale of its RUCKUS reporting segment to Belden Inc. for $1.846 billion in cash on a cash-free, debt-free basis, pursuant to a Purchase Agreement dated April 29, 2026. This represents a significant divestiture representing approximately 103% of the company's current market capitalization of ~$1.8B.

Quantum Drones (subsidiary of Quantum Cyber N.V., market cap ~$5.7M) signed definitive agreements on June 26, 2026 to acquire a 50,000-sq-ft facility and equipment at 38 Union Avenue, Bridgeport, CT for $3.2M aggregate (asset purchase $900K+ inventory; real property $2.3M). Separately, on July 1, 2026, Quantum Cyber paid BP United $1M in a one-time cash payment (replacing cost-reimbursement obligation) for technical assistance under an IP license amendment. Total cash commitments: ~$4.2M.

Empery Digital announced it will invest $65 million for a 25% equity stake in EMHU, LLC, which is acquiring a Midwest property to convert into an AI data center. Under a non-binding LOI with an unnamed hyperscaler tenant, the tenant will fund all buildout, power, and operating costs via a triple-net lease. Empery says it has sufficient balance sheet capital and will not issue equity near current price levels; it may sell bitcoin holdings to fund this and future similar opportunities.

NextBoat Inc. (OTH) signed a 5-year Strategic Partnership and Revenue Sharing Agreement with MarineMax, Inc. (HZO) effective June 25, 2026. MarineMax becomes the first enterprise dealer to deploy NextBoat's AI platform for pre-owned vessel transactions. NextBoat will issue MarineMax warrants to purchase up to 1,250,000 shares: 250,000 sign-on warrants at $3.25/share, plus performance warrants (100,000–350,000 shares) at $3.75–$7.00/share based on reaching annual wholesale volume thresholds ($50M–$200M). Revenue splits: 50/50 initially on insurance/financing, adjusting to 20/80 (OTH/MarineMax) if certain volume targets hit. Non-exclusive; either party may terminate with 90 days' notice.

Aethlon Medical, Inc. (NASDAQ: AEMD), a $5.7M market cap medical device company, filed Amendment No. 1 to its Form S-1 registration statement on July 1, 2026, for a best-efforts offering of up to 4.7M shares of common stock at $0.85/share plus accompanying common warrants (exercisable at $0.85/share for 5 years post-stockholder approval), plus pre-funded warrants at $0.849 each, targeting $4M gross proceeds. Maxim Group LLC is the exclusive placement agent receiving 6.5% cash fee ($260K) plus warrants to purchase 188,235 shares (4% of issued shares). No minimum closing condition; offering terminates within one year. Company must hold stockholder meeting by October 1, 2026 to approve warrant exercises.

On June 30, 2026, Surf Air exchanged an existing $46.9M Senior Secured Convertible Note due 2028 with High Trail Special Situations LLC for two new notes: a $16.9M Senior Secured Convertible Note due 2027 and a $30M Senior Secured Term Note due 2028. Simultaneously, the warrant exercise price was reduced from an unspecified prior level to $1.12 per share. The exchange restructures $46.9M of debt (64.3% of the company's ~$114.7M market cap) across two different maturity dates and terms.

Valaris Limited and Transocean Ltd announced June 29, 2026 that the Committee on Foreign Investment in the United States (CFIUS) has approved their proposed business combination. Under the agreement dated February 9, 2026, Transocean will acquire all Valaris shares at 15.235 shares of Transocean per Valaris share. The transaction remains subject to DOJ antitrust review under the Hart-Scott-Rodino Act; the parties received a Second Request on May 4, 2026 and committed not to certify compliance before July 31, 2026. Companies expect to close in H2 2026 pending regulatory and shareholder approvals.

Select Medical amended its credit agreement on June 30, 2026, establishing a new $1,000,000,000 Tranche B-3 Term Loan Facility to finance the acquisition of Select Medical Holdings by WCAS XIV, L.P. and management investors. JPMorgan Chase Bank is the sole lender on this tranche. The acquisition is expected to close concurrent with the initial borrowing of the Tranche B-3 loans, with equity investors required to contribute at least 25% of total consideration (debt plus equity).

Richmond Mutual Bancorporation completed its merger with The Farmers Bancorp effective July 1, 2026. Each Farmers share converted to 3.40 Richmond shares (exchange ratio), totaling ~6,254,357 shares issued. Board expanded from 6 to 11 directors; Christopher Cook appointed President/CEO of Richmond and First Bank Midwest, replacing Garry Kleer as President.

Aethlon Medical filed Amendment No. 2 to its S-1 registration statement on July 1, 2026, updating only the auditor consent exhibit. The filing incorporates by reference Haskell White LLP's audit report (dated June 10, 2026) of consolidated financials as of March 31, 2026 and 2025. Critically, the auditor's report contains an explanatory paragraph expressing substantial doubt about the company's ability to continue as a going concern—a material red flag. The company is raising capital via a delayed/continuous offering (Rule 415) with estimated offering costs of $450,382.

Tel-Instrument (market cap $5.2M) reported FY2025 ended March 31, 2025 net loss of $4.9M on $9.3M revenue (6% YoY growth). Gross margin collapsed to 22% (from 46%), operating loss $2.3M, and tax loss carryforward reversal drove the net loss. However, current backlog is $11M ($3.5M Navy KIT of $20M contract), Navy full-rate ECP KIT production commencing July 2026 expected to add $5M annual revenue, and $866.5K preferred stock fundraising completed (CEO invested $166.5K personally).

On June 26, 2026, Arogo Capital Acquisition Corp. held a stockholder vote and approved (1) extension of the initial business combination deadline from June 29, 2026 to June 29, 2028 (78 months from original offering closing), and (2) elimination of the prohibition on stockholder action by written consent. Voting results: 3,045,650 shares (98.1%) voted for both proposals. Following approval, 18,664 shares were redeemed at approximately $11.16 per share, removing ~$208,306 from the Trust Account. Post-redemption, only 5,731 publicly held shares remain outstanding.

On June 25, 2026, Jaguar Health completed conversion of all outstanding Series O Preferred Stock into 4,857,211 shares of Common Stock at a conversion ratio of 3.209 shares per preferred share. The company also issued warrant conversion shares; warrant holders can now exercise for up to 839,000 common shares (comprising 68,593 original warrant shares and 770,407 conversion shares).

On July 1, 2026, Actelis Networks and White Lion Capital amended their September 2025 equity line agreement. Actelis was delisted from Nasdaq in April 2026, triggering a $30M equity line penalty mechanism. In settlement, Actelis issued White Lion: 3M common shares, 3.85M pre-funded warrants ($0.0001 exercise price), and 3M common warrants ($0.20 exercise price). The amendment also restructures purchase notice pricing (97% of lowest traded price minus $0.005) and imposes a 30-day hold on new purchase notices. No cash changed hands—this was purely a securities exchange eliminating the delisting penalty obligation.

On June 26, 2026, Interactive Strength Inc.'s Audit Committee dismissed Deloitte Touche LLP as independent auditor and engaged Cherry Bekaert LLP effective for fiscal year 2026. Deloitte's 2025 and 2024 audit reports contained going-concern warnings but no disagreements or adverse opinions. The company disclosed unremediated material weaknesses in internal controls over financial reporting as of December 31, 2025, relating to inadequate control environment, risk assessment, segregation of duties, and lack of formalized processes.

Finance of America Reverse LLC completed acquisition of ~20,000 HECM loans ($5.2B unpaid principal balance) from Onity Mortgage Corporation on June 30, 2026, for all-cash consideration. Deal includes reverse mortgage servicing rights (MSRs), origination pipeline, and a three-year subservicing agreement with Onity. Filing does not disclose purchase price.

OneMedNet Corporation (ONMD, ~57M shares outstanding) executed a Standby Equity Purchase Agreement with YA II PN, Ltd. (Yorkville Advisors) on July 1, 2026, granting Yorkville the option to purchase up to $25 million of common stock at 97% of market price on the company's request over 36 months. Yorkville's ownership is capped at 4.99% and aggregate issuances cannot exceed 11.4M shares (19.99% of outstanding) unless shareholders approve or average price reaches $0.66/share. Company must maintain an effective registration statement to draw advances.

On July 1, 2026, Actelis amended its $30M equity line of credit with White Lion Capital, LLC. In exchange for White Lion forgiving commitment fees and delisting penalties triggered by Nasdaq delisting (April 2026), Actelis issued 3M Amendment Commitment Shares, 3.85M pre-funded warrants (exercise price $0.0001), and 3M common warrants (exercise price $0.20). Total registered shares for resale: 15.85M (6M discretionary ELOC shares plus 9.85M committed securities). Company's market cap ~$5.7M; outstanding shares 25.84M at $0.0721/share (June 30, 2026).

On June 24, 2026, CIM Group Holdings contributed the real assets management business and investment portfolio of Legacy CIM to a newly formed operating partnership (New OP) in exchange for 907,376,073.663 New OP Class A LP Units and an equal number of Special Voting Preferred Shares, representing approximately 67.5% economic and voting ownership of the combined company. The transaction also includes earnout provisions allowing up to an additional 3.75% ownership based on 2026–2028 financial performance, dividend covenants ($0.06–$0.095 per share quarterly over 3 years), and a commitment to pursue a public listing within 5 years or pursue alternative liquidity events.

OneMedNet Corp filed an S-1 on July 1, 2026 to register 11,680,535 shares for resale: (i) 8,500,000 shares issuable under a Standby Equity Purchase Agreement (SEPA) with YA II PN, Ltd. (Yorkville) dated July 1, 2026, allowing up to $25M in equity draws at 97% of market price; (ii) 1,885,078 shares issued to Dr. Thomas Kosasa between August 2025–June 2026 at prices ranging $0.63–$0.93/share, totaling ~$1.6M; and (iii) 1,295,457 shares issued to Dr. Jeffrey Yu in April–June 2026 (including 219,429 shares for prior compensation conversion) at $0.58–$0.83/share, totaling ~$0.85M. Company receives no proceeds from resales. The filing includes auditor going-concern warning, Nasdaq $1.00 bid-price non-compliance notice (180-day cure period ending Oct 12, 2026), and material weaknesses in internal controls.

Idaho Copper Corporation priced an underwritten public offering on July 1, 2026, selling 3,712,000 shares of common stock at $4.85 per share plus 3,712,000 accompanying warrants (exercise price $5.75) for ~$18 million gross proceeds (~$16 million net). ThinkEquity LLC is sole underwriter. Company granted underwriters a 45-day over-allotment option for up to 556,800 additional shares/warrants. Common stock (ticker: COPR) and warrants (COPR WS) expected to begin trading on NYSE American July 2, 2026; offering closes July 6, 2026. Net proceeds designated for updated Preliminary Economic Assessment, prefeasibility study work, and general corporate purposes.

James Hagedorn (age 70, CEO since 2001) terminated June 26, 2026. Nate Baxter (53) appointed President/CEO effective immediately and joined Board. Pete Shumlin elected Chairman. Hagedorn receives: $17.4M cash severance (paid over 12 months, less pension offset), $150K administrative support, $500K aircraft services (12 months), and $3.6M non-compete payments (36 months). All unvested stock options vest immediately; performance units' service requirements deemed satisfied. Hagedorn resigns from Board and all officer positions. Successor was pre-planned; company reaffirmed FY2026 guidance.

On June 29, 2026, SurgePays amended its agreement with AT&T Mobility, LLC to eliminate all remaining minimum spend commitments (previously $50.0M over three years) and obtain forgiveness of ~$10.3M in previously billed minimum-commitment charges. AT&T's forgiveness reduces accounts payable by $10.3M and generates an ~$8.5M gain in Q2 2026 from reversal of prior minimum-commitment expenses, improving net income and stockholders' equity. Going forward, improved wholesale pricing is expected to lower subscriber acquisition and monthly costs.

On June 30, 2026, IREN Ltd's Board approved grants of 9,099,328 restricted stock units (RSUs) each to Co-CEOs William Roberts and Daniel Roberts (18.2M total). RSUs vest in equal annual tranches over four years, then subject to additional two-year post-vesting holding periods (extending to fiscal 2033). Neither Co-CEO will receive further equity grants until fiscal 2031. The grants were unanimously approved by independent directors after comprehensive compensation review.

AAOI executed a design-build agreement dated 25 June 2026 with LCC3 Solution Inc. for construction of the OMD3 (FAB4) Manufacturing Cleanroom Project at 11555 North Spectrum Boulevard, Houston, TX. Contract Sum is $94,059,423 (specified amounts redacted in filed exhibits). LCC3 is responsible for engineering, procurement, construction, testing, and commissioning of approximately 195,591 SF ISO 6 certified cleanroom space plus support facilities within existing warehouse. Project includes HVAC, process utilities, fire protection, MEP systems, and 2-year warranty. Contract includes retainage at 10%, liquidated damages for milestone delays, and performance incentives per Exhibit D-2 (specific terms redacted).

National Health Investors Inc. completed the sale of 32 skilled nursing facilities and 3 independent living facilities to National HealthCare Corporation (NHC) and its subsidiaries for $560 million on July 1, 2026. The assets were previously leased to NHC under a Master Lease dating to October 17, 1991. The transaction terminated the Master Lease for all facilities except four Florida-based skilled nursing facilities, which were assigned to an NHC subsidiary. NHC owns 1,630,642 shares (approximately 1.4% of NHI) and a Special Committee of independent directors unanimously approved the transaction.

National Healthcare Corporation completed acquisition of 32 skilled nursing and 3 independent living facilities from National Health Investors, Inc. for $560 million on July 1, 2026. NHC funded the purchase via $475M term loan and $55M revolving credit draw under new credit agreement (which increased revolving facility from $50M to $75M on June 29, 2026). Master lease with NHI terminated for all facilities except 4 Florida SNFs, which remain subleased to third party.

Director ALBERINI CARLOS (RH) bought 11K shares (~$1.8M) on the open market (26% of holdings). Open-market insider purchase — historically a bullish signal.

EquipmentShare.com Inc issued $1,350,000,000 principal amount of 7.125% Senior Secured Second Lien Notes due July 1, 2034, with Citibank, N.A. as trustee and notes collateral agent. The indenture, dated July 1, 2026, establishes the terms, covenants, and security arrangements for these notes, which are junior lien obligations secured by collateral and guaranteed by subsidiaries. This represents a debt financing event that adds to the company's existing leverage structure alongside prior issuances (2028, 2032, and 2033 notes).

Actelis Networks, Inc. announced a one-year renewal contract worth approximately $850,000 from a leading North American carrier for software licenses and maintenance services on July 1, 2026. The renewal covers the Meta-Assist Element Management System (EMS) with upgraded cyber-hardened features and includes disaster-readiness support. The same customer is also expanding adoption of Actelis hybrid fiber-copper platforms for new use cases, including T1-to-fiber convergence solutions.

On June 24, 2026, Cycurion agreed to acquire Kustom Entertainment's video-solutions division (Digital Ally brand). Total consideration: $1.25M cash + $4.25M promissory note (7%, 3-year) + up to $1M earnout + 2M warrants ($2.80 strike). The acquired business generated ~$5.1M annual revenue and $8M backlog; transaction adds ~1,000 customer relationships. Closing expected early July 2026.

Effective June 30, 2026, Maja Vujinovic, CEO of FG Nexus's Digital Assets Division and board member, separated from employment. She receives $300,000 severance (6 months base at $600K annual), $150,000 prorated 2026 bonus, 25,000 warrant shares at closing price, 6 months COBRA, and $325,000 consulting fee for 10 hours/month over 6 months. The company authorized exit from digital assets business and establishment of real estate subsidiary focused on manufactured housing acquisitions.

On July 1, 2026, Marchex completed acquisition of 100% of Archenia Inc. from shareholders including Chairman Russell C. Horowitz and Vice Chairman Michael Arends. Consideration: $10M in convertible promissory notes at 6% interest, payable in three equal $3.33M tranches at 12, 18, and 24 months post-close, convertible into Class B common stock at $1.80/share. Additional contingent consideration: up to 2M shares per year (2 years) for each of two 12-month periods if Archenia exceeds prior-year revenue/Adjusted EBITDA and meets integration/customer retention targets. Shareholder vote approved transaction 99.9% (both simple majority and majority-of-minority). Archenia is AI-focused performance marketing technology company.

On July 1, 2026, Apogee Enterprises completed its acquisition of Kalwall Companies from the Keller family for up to $115M in cash ($105M base purchase price, up to $10M contingent on future performance). The deal was funded with available cash and revolving credit borrowings. Kalwall, a 71-year-old vertically integrated daylighting manufacturer with brands Kalwall, Structures Unlimited, and Kal-lite, adds differentiated translucent building products and architectural customer relationships.